Who are Jiko's regulators?
Jiko is a financial institution that is regulated and held to the same standards as all banks and broker-dealers. Jiko has and will continue to have sound risk management practices to meet requirements and standards as a satisfactory financial institution. This includes the ability to identify, assess, control, and monitor compliance risks across the company.
Jiko is a financial institution that is regulated and held to the same standards as all banks and broker-dealers. Jiko has and will continue to have sound risk management practices to meet requirements and standards as a satisfactory financial institution. This includes the ability to identify, assess, control, and monitor compliance risks across the company. Jiko is overseen by the Federal Reserve Bank, the Office of the Comptroller of the Currency (OCC), the Securities and Exchange Commission (SEC), and the Financial Industry Regulatory Authority (FINRA).
Please note that registration or oversight by these organizations does not imply a certain level of skill or training.